 Our professionals have experience in the following areas:
- Conducting independent testing and validation (audit) of an Institution’s compliance program;
- Providing advice and opinions on matters of law;
- Drafting policies and procedures manuals covering key business processes, including AML/CFT;
- Providing in house briefings on key compliance, risk and regulatory challenges;
- Providing regulatory compliance updates on a periodic basis;
- Preparing for and managing the regulatory examination process;
- Managing the regulator relationship and dealing with enforcement
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